Culture Audit in Financial Services: Reporting on Behaviour to Conduct RegulatorsIn the next wave of conduct regulation in financial markets, from 2021 conduct regulators in the UK and elsewhere expect firms to produce evidence on how they are improving behaviour and culture. Facing this, many practitioners are anxious that their current reporting and management information (MI) are irrelevant to meeting as-yet unclear regulatory expectations. |
Contents
01 A culture quest for better behaviour | 1 |
02 How regulators behavioural approach went global with culture its latest focus | 14 |
How regulators own research has pointed to culture reset | 34 |
Other editions - View all
Culture Audit in Financial Markets: Reporting on Behaviour in Conduct ... DR ROGER. MILES No preview available - 1998 |
Culture Audit in Financial Markets: Reporting on Behaviour in Conduct ... Dr Roger Miles No preview available - 1998 |