Connecticut Bar Journal, Volume 39Connecticut Bar Association, 1965 - Bar associations Includes Annual reports, and lists of members. |
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Page 254
... selling of securities " is no longer found alone in any state but in many states it is combined with another approach . The second approach , which Connecti- cut uses for most types of issuers , requires that broker- dealers selling ...
... selling of securities " is no longer found alone in any state but in many states it is combined with another approach . The second approach , which Connecti- cut uses for most types of issuers , requires that broker- dealers selling ...
Page 259
... selling or offering for sale its security or securities . " 30 Herein lies an implied exemption from the definition of broker - dealer for a cor- • 28 § 36-312a ( a ) . Compare UNIForm Securities ACT § 410 ( a ) . 29 Section 36-266 ( f ) ...
... selling or offering for sale its security or securities . " 30 Herein lies an implied exemption from the definition of broker - dealer for a cor- • 28 § 36-312a ( a ) . Compare UNIForm Securities ACT § 410 ( a ) . 29 Section 36-266 ( f ) ...
Page 263
... selling their own shares . At any rate , that is their practical result . In view of the inclusion of corporations selling their own issues in the statutory definition of broker - dealer the regu- lations , which effectively prevent ...
... selling their own shares . At any rate , that is their practical result . In view of the inclusion of corporations selling their own issues in the statutory definition of broker - dealer the regu- lations , which effectively prevent ...
Contents
Administrative Director Alan E Kurland 35 Lafayette Street Hartford | 6 |
ESTATE OF | 66 |
Polyjurisdictional Inter Vivos Trusts of Movables Dale P Faulkner | 102 |
Copyright | |
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