 | United States. Congress. House. Committee on Appropriations - Finance, Public - 1965 - 1568 pages
...administering the provisions of the Securities Exchange Act of 1934 and the Investment Advisers Act of 1!>4O pertaining to the detection and prevention of illegal...the exchanges and in the over-the-counter markets; (2) the registration and regulation of national securities exchanges, national securities associations... | |
 | Administrative law - 1971 - 668 pages
...Commission for the administration and enforcement of matters arising under the Securities Ac.t of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940, as specified below: (a) Investigations of violations or suspected violations of sections 5 and 17 of... | |
 | Administrative law - 1967 - 748 pages
...Commission for the administration and enforcement of matters arising under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940, as specified below : (a) Investigations of violations or suspected violations of sections 5 and 17... | |
 | Administrative law - 1968 - 776 pages
...Commission for the administration and enforcement of matters arising under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940, as specified below : (a) Investigations of violations or suspected violations of sections 5 and 17... | |
 | Administrative law - 1970 - 662 pages
...Commission for the administration and enforcement of matters arising under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940, as specified below : (a) Investigations of violations or suspected violations of sections 5 and 17... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 1150 pages
...proposed with respect to the Securities Exchange Act of 1934. • Also proposed with respect to the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940. the postponement of the effectiveness of an application for registration ; authorize the Commission... | |
 | Administrative law - 1972
...Commission for the administration and enforcement of matters arising under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Investment Advisers Act of 1940, as specified below: (a) Investigations of violations or suspected violations of sections 5 and 17 of... | |
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Exchanges is responsible for (1) administering the provisions of the Securities Exchange Act of 1934 and the Investment Advisers Act... 
